审计、合规、道德和风险管理部的目的是：

• Identify and prioritize risks (positive and negative) to the organization and its mission and share risk-related data and information with the organization to inform tactical and strategic planning (ERM);
• Detect violations of law, regulation, and policy, and ensure the organization takes steps to correct such violations and implements controls reasonably designed to prevent recurring violations on a sustained basis (合规 & Ethics, and Privacy);
• Periodically audit and test controls and processes to measure and report on sustained adherence to prescribed rules (内部审计).
• Promote the safety and well-being of students, 病人, faculty, staff, guests, and other constituents throughout the enterprise and its facilities (EH&S).”

ACERM季刊

ACERM外部审计监督程序

In accordance with 奥古斯塔大学’s 第三方外部审计策略, ACERM should be notified of all audit/inspection requests made by outside agencies. 在进行任何外部审计、检查或访问之前，请做以下工作：

未经通知的审计或检查

最初的反应:

• 要求代理/审核员提供：
• 官方的鉴定
• 所有与访问有关的文件
• 护送他们到等候区，而你：
• 为合规记录制作副本
• 验证证书

• 请联系合规办公室获取指导
• 电话: 706-721-0900
• 附上所有复印的文件 进行合规性审查，并发送至： external_audit@augusta.edu

请不要拖延或妨碍检查。 If there are concerns regarding the legitimacy of the request please call ACERM immediately.

已公布的审计或检查

最初的步骤:

• 收集并复印所有收到的文件
• Include the 聘书 if provided

24小时内：

• 以电邮通知ACERM： external_audit@augusta.edu
• 包括:
• 审核/检查的详情
• 请求机构的名称
• 附上所有收到的文件 进行合规性审查

我们将尽快回应每一个请求。 Our goal is to ensure that appropriate guidance is given and that all activities are monitored throughout the audit/inspection process. We will review all final findings and provide further instruction as needed for next steps.